AI agents for compliance at institutional brokerages
AI agents sift the data and find the evidence — your team gets that time back. More coverage. Less noise. Upgrade your compliance stack with Toven.
Trusted by compliance teams at firms overseeing
>$60B in total assets15K+ employees>$1T in daily trading volume20+ countries
Our team's AI experience spans
Backed by world-class institutional investors
Deployment
Live in five days, without touching your stack.
Pilot on your own data while everything you run today keeps running.
Toven reads from the chat, voice, surveillance, and archiving systems your desk already runs on — we handle all the integrations. Your analysts keep their tools; nothing migrates, nothing goes offline. And if it isn't earning its keep, you unplug it as easily as you plugged it in.
Solutions
AI Agents that unlock the compliance team.
Trade Reconstruction
eComms Surveillance
Horizon Scanning
Trade Monitoring & Surveillance
Publication Review
More coming soon
How It Works
An intelligence layer, not a new platform.
Step 01
Toven reads what your desk already runs on
- Email, chat, and voice; surveillance alerts; research reports — every queue your team reviews today
- Connects to your existing archiving and surveillance systems — no migration, no new platform to learn
- Full coverage from day one, inside the tools your analysts already use
Step 02
AI agents do the first pass on every item
- Each alert, report, and question gets an agent that assembles context and evaluates the signals
- Every check cites the rule it ran against — documented automatically
- The obvious cases clear themselves: ~70% of false positives auto-dispositioned, with full reasoning recorded
Step 03
Your analysts judge what actually needs judgment
- Only cases warranting human review escalate — with the investigation package pre-built
- Every disposition lands in the audit trail: cited, timestamped, defensible
- When a regulator asks why something was approved, the answer takes seconds, not hours
Security
Enterprise-grade security by default
Runs on our cloud — containerized on AWS — or fully on-prem for firms with strict data residency requirements. Your data stays yours: never used to train models, isolated per firm, and encrypted everywhere it moves or rests.
No model trainingClient data never trains models
Single-tenant isolationDedicated instance per firm
Encrypted end to endAES-256 at rest · TLS 1.2+ in transit
Penetration testedIndependent third-party testing
SSO / SAMLSAML & OIDC enterprise sign-on
Audit logsEvery action recorded